|About the Book|
This book will help investment professionals pass the Uniform Combined State Law Examination. It is a study guide in outline form. There is a section for each topic covered on the Series 66 exam, including Economic Factors and Business Information- Investment Vehicle Characteristics- Client Investment Recommendations and Strategies- and Laws, Regulations, and Guidelines, including Prohibition on Unethical Business Practices. The study guide includes details on the math formulas needed for the test.