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Series 66 Study Guide Philip Martin McCaulay

Series 66 Study Guide

Philip Martin McCaulay

Published
ISBN :
Kindle Edition
364 pages
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 About the Book 

This book will help investment professionals pass the Uniform Combined State Law Examination. It is a study guide in outline form. There is a section for each topic covered on the Series 66 exam, including Economic Factors and Business Information- Investment Vehicle Characteristics- Client Investment Recommendations and Strategies- and Laws, Regulations, and Guidelines, including Prohibition on Unethical Business Practices. The study guide includes details on the math formulas needed for the test.